• Portfolio design and review
  • Investment  recommendations
  • Annuities
  • Financial planning
  • Retirement income strategies
  • Life insurance, review of coverage, and case design
  • Long-term care insurance
  • Disability insurance

  • Establish and design retirement plans—401(k), Profit Sharing, Defined Benefit
  • Coordinate with Third-Party Administrators and vendors in implementing retirement plans
  • Draft the Investment Policy Statement (IPS)
  • Recommend and monitor the plan’s investment options
  • Design model portfolios
  • Full financial planning for owners and employees
  • Corporate life and disability insurance policies related to buy-sell agreements
  • Participant education regarding investment options, including advice on allocations
  • Bilingual participant education sessions
  • 3(21) Co-Fiduciary for retirement plan investments

What I do for clients

Meticulous attention to detail, attentive client service, and a high level of competency in my areas of expertise are the reasons why my clients choose to engage me as their financial advisor and retirement plan consultant. I have invested countless hours of research and education into my craft, which I accumulated over nearly a decade of personal and professional experience in the field. I strive to make my client relationships successful, enjoyable, and productive. Those who work with me know that I take pride in treating clients well and delivering an excellent experience. If these are qualities you are seeking in a financial advisor, I welcome a call or email to discuss how I can meet your needs. I am dually licensed to work as both a fee-based advisor and a broker. Being dually licensed allows me to be able to work as an investment advisor, in a fiduciary capacity, and also able to provide advice, monitor, and recommend commission-based products and securities, including annuities, insurance, and alternative investments where it is fitting. This is especially useful if clients would like me to be able to advise them on existing annuities or investments they may already have in place. It also allows me to tailor my method of compensation to fit clients’ needs.